Notifications

Important notifications related to the company are listed here. Notifications may come from the SEC, exchanges such as the NYSE or NASDAQ or Watchdog Research. Examples of notifications include announcements of bankruptcy proceedings, company name changes, and noncompliance with SEC regulations or exchange rules.
GWG has 7 notifications since 2016.
 
Event date Type Headline Message Source
08/18/2021 Noncompliance Noncompliant with NASDAQ Standards Delinquent (06/30/2021 10Q) NASDAQ
05/18/2021 Noncompliance Noncompliant with NASDAQ Standards Noncompliant for delinquent filing (03/31/2021 10Q) NASDAQ
04/16/2021 Noncompliance Noncompliant with NASDAQ Standards Noncompliant for delinquent filing (12/31/2020 10K) NASDAQ
01/05/2021 Noncompliance Noncompliant with NASDAQ Standards Noncompliant with standards for annual shareholder meetings NASDAQ
08/16/2019 Noncompliance Noncompliant with NASDAQ Standards Noncompliant for delinquent filings NASDAQ
05/17/2019 Noncompliance Noncompliant with NASDAQ Standards Noncompliant for delinquent filings NASDAQ
04/16/2019 Noncompliance Noncompliant with NASDAQ Standards Noncompliant for delinquent filings NASDAQ

Peer Group

Peer groups are used by companies to benchmark executive compensation and performance. Each company identifies its own peer group. Peer groups vary from company to company.

Peer Group

Company Ticker Market Cap
HCI Group, Inc. * HCI $901m
Triple-S Management Corp. * GTS $834m
National Western Life Group, Inc. * NWLI $720m
Independence Holding Co. * IHC $703m
United Fire Group Inc. * UFCS $573m
Trean Insurance Group, Inc. * TIG $514m
Global Indemnity Group, LLC * GBLI $387m
GWG Holdings, Inc. GWGH $308m
UTG Inc. * UTGN $85.8m
Atlantic American Corp. * AAME $78.8m

Companies Who Named GWG as a Peer

GWG is not named as a peer by any company.
* Suggested by Watchdog.

 

Peer Flag Comparison

The return to a company’s stock is not the only measure of executive performance. Ethics matter, and growth can quickly reverse and gains evaporate if a company’s accounting and financial reporting processes are not fundamentally sound and trustworthy. How does GWG's accounting quality compare to its peer group?
 

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